STEPHEN JOSEPH BURDETT and JAMES PAUL GOODCHILD v THE FINANCIAL CONDUCT AUTHORITY [2024] UKUT 00156 (TCC)

Upper Tribunal Tax and Chancery decision of DEPUTY UPPER TRIBUNAL JUDGE MARK BALDWIN on 04 June 2024

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FINANCIAL SERVICES – preliminary hearing – privacy applications dismissed – warning notice only referring to alleged lack of integrity – question whether the “matter referred” included an allegation of lack of due care and skill– order for joint hearing of references – consideration of other amendments to FCA’s statements of case - other directions

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Published 6 June 2024